With over 30 years of experience, the Law Offices of Richard L. Herzfeld provide aggressive, knowledgeable representation in both trial matters and business negotiations. We are dedicated to finding creative, innovative, and cost-effective solutions to complex problems. If litigation is required, we provide aggressive representation of our clients' rights.
We take pride in providing cutting edge guidance to our clients with prompt personalized service. We give each matter our prompt attention and routinely confer with our clients at every stage of the legal process. The firm's securities practice serves both industry professionals and individual investors, including regulatory compliance, transactional matters, regulatory and investor complaints, arbitration and litigation.
We represent both small and medium-sized businesses, start ups and established firms in wide-ranging fields, such as the securities industry, auction houses, restauranteurs, fashion industry designers, and retail/wholesale distributors.
We take pride in providing cutting edge guidance to our clients with prompt personalized service. We give each matter our prompt attention and routinely confer with our clients at every stage of the legal process. The firm's securities practice serves both industry professionals and individual investors, including regulatory compliance, transactional matters, regulatory and investor complaints, arbitration and litigation.
We represent both small and medium-sized businesses, start ups and established firms in wide-ranging fields, such as the securities industry, auction houses, restauranteurs, fashion industry designers, and retail/wholesale distributors.
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Richard L. Herzfeld is a seasoned corporate attorney and litigator, providing legal services in both transactional matters and litigation for over 25 years.
Mr. Herzfeld received his Juris Doctorate from the State University of New York at Buffalo in 1977, and received a Masters of Law in Taxation from New York University in 1984.
He has been admitted to practice since 1978 and is admitted in the United States Court of Appeals, Second Circuit, the United States District Court, Eastern and Southern Districts, and the courts of the State of New York.
Mr. Herzfeld received his Juris Doctorate from the State University of New York at Buffalo in 1977, and received a Masters of Law in Taxation from New York University in 1984.
He has been admitted to practice since 1978 and is admitted in the United States Court of Appeals, Second Circuit, the United States District Court, Eastern and Southern Districts, and the courts of the State of New York.
Securities Regulation & Litigation
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The firm's securities practice serves both industry professionals and individual investors, including regulatory compliance, transactional matters, regulatory and investor complaints, arbitration and litigation.
The firm of Richard L. Herzfeld PC provides a full range of services to both industry professionals and individual investors as part of its securities practice, including regulatory compliance, transactional matters, regulatory and investor complaints, arbitration and litigation.
Regulatory Compliance is one of the primary areas of focus of the Securities Exchange Commission (SEC), FINRA, the NYSE and other SRO's in the oversight of broker dealers.
The firm of Richard L. Herzfeld PC provides a full range of services to both industry professionals and individual investors as part of its securities practice, including regulatory compliance, transactional matters, regulatory and investor complaints, arbitration and litigation.
Regulatory Compliance is one of the primary areas of focus of the Securities Exchange Commission (SEC), FINRA, the NYSE and other SRO's in the oversight of broker dealers.
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