Business Details
22 Years
experience
Mississippi Investment Fraud Lawyers | Breese Law
Breese Law Office PLLC was founded in 2004 by Frank Kim Breese III after a distinguished career in business, including 21 years with Dow Jones & Co. Our firm specializes in securities litigation, representing investors who have suffered losses due to broker misconduct and stockbrokers facing employment disputes. We have recovered over $18 million for clients since 2009, achieving successful outcomes in 97% of investor cases through settlements and arbitration awards. Our approach combines legal expertise with practical business insight, prioritizing early resolution while maintaining readiness for aggressive litigation when necessary.We serve clients primarily from Mississippi and Louisiana, offering personalized attention throughout the legal process. Our founder's unique background in corporate operations and law enables specialized handling of complex financial disputes. We operate on a contingency fee basis, ensuring no upfront costs for clients seeking justice.
Services
Stock Fraud Recovery
Investment Fraud Claims
Broker Misconduct Defense
Securities Arbitration
Retirement Account Protection
FINRA Compliance Disputes
Details
- Year established: 2004
Highlights and features
- We have recovered over $18 million for clients since 2009
- We achieve 97% success rate in investor arbitration cases
- Our founder has 21 years of Wall Street executive experience
- We provide 24/7 personalized legal support throughout the process
- No upfront costs - contingency fee basis only
What people say
97% success rate
$18M+ recovered
Personalized attention
Contingency fee basis
Wall Street expertise
Services
Stock Fraud Recovery
Specialized legal representation for investors defrauded by stockbroker misconduct. We recover losses from unauthorized trading, churning, and unsuitable recommendations through FINRA arbitration. Our contingency-based service ensures no upfront costs while maintaining 97% case success rate since 2009.
Broker Misconduct Defense
Legal defense for stockbrokers facing employment disputes or disciplinary actions. We protect professionals from claims related to promissory notes, training costs, and regulatory violations. Our experience has saved brokers hundreds of thousands in potential liabilities while maintaining industry compliance.
Securities Arbitration
Specialized arbitration services for resolving investment-related conflicts outside traditional court systems. We navigate complex FINRA regulations to achieve faster resolutions typically within 12-18 months. Our process includes case evaluation, evidence preparation, and expert representation before arbitration panels.
People
Frank Kim Breese III
Founder & Attorney
Former Dow Jones corporate VP with 21 years of Wall Street experience. Passed Mississippi bar in 2004 after successful business career. Combines legal expertise with operational knowledge of financial industry practices and regulations.
Questions
How do I know if I have a stock fraud case?
If you've suffered investment losses due to unauthorized trading, misrepresentation, or broker negligence, we can evaluate your case for free.
What is FINRA arbitration?
Mandatory dispute resolution process for securities industry conflicts. We guide clients through this specialized system to recover losses outside traditional courts.
How much does your service cost?
We work on contingency - no payment unless we recover your losses. There are no upfront legal fees for our investor clients.
Do you handle out-of-state cases?
While based in Mississippi, we represent clients nationwide with securities fraud claims against brokers and financial institutions.
What investment products do you handle?
We handle cases involving mutual funds, ETFs, REITs, annuities, penny stocks, and other securities where fraud or misconduct has occurred.
