Business Details
50+ Years
experience
Trusted Financial Services Legal Representation in Bayville, NY
Wexler & Hirschberg, LLP has been dedicated to providing high-level legal representation since 1973. Our firm specializes in Corporate & Securities Transactions, Litigation and Arbitration, Regulatory Compliance, and Wills, Trusts & Estate Planning. With over 40 years of experience, we combine legal expertise with practical business insights to serve clients in the financial services industry and beyond. Our attorneys, including former judges and federal court clerks, offer tailored solutions for brokerage firms, investment banks, and individuals. We prioritize client relationships, ensuring each matter is handled efficiently while maintaining a focus on achieving optimal outcomes.Our litigation practice spans federal and state courts, with a track record of resolving complex disputes and regulatory matters. The firm's transactional team advises on mergers, acquisitions, and corporate governance, reflecting our commitment to comprehensive legal support. We maintain a client-centric approach, balancing cost-effectiveness with the personalized attention of a smaller firm. Our attorneys contribute to legal publications and serve as FINRA Arbitrators, reinforcing our industry authority. With a history of successful settlements and long-term client partnerships, we continue to uphold our founding principle of Aggressive Advocacy, Proven Results.
Services
Financial Services Representation
Litigation and Arbitration
Regulatory Compliance
Wills and Estate Planning
Corporate & Securities Transactions
Details
- Year established: 1973
Highlights and features
- We offer 40+ years of experience in financial services law and securities arbitration.
- Our attorneys combine legal expertise with direct industry experience in finance and accounting.
- We provide personalized service with partner-level supervision of all client matters.
- Our team includes former judges, FINRA Arbitrators, and legal publication contributors.
- We maintain long-term client relationships through cost-effective, results-driven representation.
Services
Financial Services Representation
We provide comprehensive legal support for financial institutions and professionals. Our practice includes regulatory compliance counseling, securities arbitration, and representation in enforcement actions. Attorneys with direct industry experience in brokerage and investment advisory roles deliver practical solutions tailored to the evolving financial landscape. Clients benefit from our deep understanding of both legal frameworks and market operations.
Litigation and Arbitration
Our litigation team handles complex commercial disputes and securities industry arbitrations. With over 75 combined years of trial experience, we represent clients in federal/state courts and self-regulatory organization proceedings. The practice covers contract disputes, shareholder conflicts, and regulatory enforcement matters. Our approach combines aggressive advocacy with strategic insight to achieve favorable outcomes through trial or negotiated settlement.
Regulatory Compliance
We advise broker-dealers and investment advisers on regulatory requirements across jurisdictions. Services include policy development, examination preparation, and enforcement defense. Our attorneys' firsthand experience with FINRA rules and SEC regulations ensures practical compliance strategies. Clients receive proactive guidance to navigate complex regulatory environments while maintaining operational efficiency.
Wills and Estate Planning
Our estate planning practice creates customized solutions for asset protection and wealth transfer. We draft wills, trusts, and advanced directives while considering tax implications and family dynamics. The team addresses unique needs of business owners and high-net-worth individuals. Our goal is to ensure clients' wishes are clearly documented and legally enforceable through comprehensive estate plans.
Corporate & Securities Transactions
We counsel public and private companies on corporate governance, mergers, and capital formation. Services include drafting acquisition agreements, shareholder documents, and compliance frameworks. Our attorneys handle securities offerings and regulatory filings while focusing on clients' long-term business objectives. The practice supports companies through all growth stages from formation to complex transactions.
People
Stephen B. Wexler
Founding Partner
Stephen B. Wexler established the firm in 1973 with extensive securities law experience. A former federal court clerk and FINRA Arbitrator, he specializes in financial services litigation and regulatory matters. His career spans major securities cases and advisory roles for industry leaders.
David Hirschberg
Partner
David Hirschberg brings decades of experience in corporate transactions and securities arbitration. He represents financial institutions in regulatory compliance and enforcement actions. His practice includes advising on complex business arrangements and representing clients in high-stakes litigation matters.
Questions
What areas of law does Wexler & Hirschberg specialize in?
We focus on financial services law, securities arbitration, corporate transactions, regulatory compliance, and estate planning.
How long has the firm been in operation?
Wexler & Hirschberg, LLP has provided legal services since its founding in 1973.
Do you offer initial consultations?
Yes, we provide initial consultations to discuss your legal needs and potential representation.
What geographic areas do you serve?
While based in Bayville, NY, we represent clients nationwide in financial services and corporate law matters.
Can you handle complex securities litigation cases?
Our attorneys have over 75 combined years of experience handling complex securities litigation and arbitration cases.
