Business Details
43 Years
experience
Securities Arbitration Attorney Law Office Of Howard Rosenfield
The Law Offices of Law Office Of Howard Rosenfield have represented investors nationwide in securities arbitration and mediation for over 35 years. Specializing in cases involving stockbroker fraud, financial advisor misconduct, and investment losses, the firm has recovered tens of millions of dollars for clients. With offices in Connecticut and Florida, Attorney Rosenfield combines legal expertise with a business perspective to address claims related to unsuitable investments, churning, breach of fiduciary duty, and elder financial abuse. The firm emphasizes client education, transparent communication, and adherence to regulatory standards through FINRA, AAA, and JAMS dispute resolution processes. Services
Securities Arbitration
Investment Fraud Claims
Broker Misconduct
Elder Financial Abuse
Variable Annuities
Details
- Year established: 1983
Highlights and features
- 35+ years of experience in securities arbitration and investor protection
- Recovered tens of millions for clients in FINRA arbitration cases
- Specialize in complex claims involving unsuitable investments and broker misconduct
- Offer free initial consultations and claim evaluations
- Represent clients nationwide and internationally in arbitration proceedings
Associations and certifications
- FINRA
- American Arbitration Association
- Public Investors Arbitration Bar Association
What people say
Life saver
Knowledgeable attorney
Successful outcomes
Calm demeanor
Thorough communication
Services
Securities Arbitration
The Law Offices of Law Office Of Howard Rosenfield specialize in securities arbitration for investors who have suffered financial losses due to broker misconduct. This service addresses claims involving unsuitable investment recommendations, churning, breach of fiduciary duty, and other violations of FINRA regulations. Clients receive personalized legal representation to recover investment losses through FINRA, AAA, and JAMS arbitration processes.
Investment Fraud Claims
The firm handles investment fraud claims arising from misrepresentations, Ponzi schemes, and unauthorized trading activities. Services include investigating fraudulent practices, recovering stolen assets, and representing clients in cases involving private placements, leveraged ETFs, and affinity fraud schemes. The firm's experience spans both domestic and international investor cases.
Broker Misconduct
Addressing broker misconduct cases involving excessive trading, failure to supervise, and unsuitable investment recommendations. The firm represents clients in claims against brokerage firms for violations of securities laws and regulatory standards. Services include documenting misconduct patterns and pursuing compensation for financial losses.
Elder Financial Abuse
Specialized legal protection for elderly investors facing financial exploitation. The firm handles cases involving undue influence, improper investment recommendations, and breach of fiduciary duty targeting senior citizens. Services include recovering assets lost through predatory investment practices and ensuring proper portfolio management.
Variable Annuities
The firm represents clients in variable annuity disputes involving misrepresentation, unsuitable exchanges, and hidden fees. Services include reviewing annuity contracts, documenting sales practice violations, and pursuing compensation for losses resulting from improper annuity recommendations and sales practices.
People
Law Office Of Howard Rosenfield
Attorney
With over 35 years of experience, Law Office Of Howard Rosenfield specializes in securities arbitration and investor protection. He has recovered millions for clients through FINRA arbitration and represented investors in cases involving stockbroker fraud, churning, and breach of fiduciary duty. A member of PIABA and CT Trial Lawyers Association.
Questions
What types of securities arbitration cases do you handle?
We handle cases involving broker misconduct, investment fraud, churning, breach of fiduciary duty, unsuitable recommendations, and financial elder abuse.
How do I know if I have a viable arbitration claim?
If you've suffered investment losses due to broker misconduct or unsuitable recommendations, we offer free consultations to evaluate your case's merits.
What is the arbitration process timeline?
Arbitration typically takes 12-18 months from filing to hearing, though settlement negotiations often resolve cases faster through FINRA's dispute resolution process.
Do you handle international investor cases?
Yes, we represent clients worldwide, including investors from the Netherlands, UK, France, and Brazil in cross-border securities disputes.
What are your fee arrangements?
We work on contingency fees for most cases, meaning payment only occurs if we successfully recover your investment losses through arbitration or settlement.
Can I sue my financial advisor directly?
Most brokerage agreements require arbitration through FINRA rather than court litigation. We help investors navigate this process to recover their losses effectively.
