Business Details
Trusted Securities Law Attorneys in Palm Beach
Stein & Stein has established itself as a trusted legal practice specializing in securities law. With a combined 90 years of experience, our attorneys represent individual investors and industry professionals in disputes involving stock market losses, bond failures, and complex investment claims. We have successfully recovered tens of millions of dollars for clients through federal court litigation, arbitration, and mediation. Our team includes former regulators with expertise in FINRA arbitration, licensing matters, and employment disputes.Located in Palm Beach, Florida, we serve clients nationwide while maintaining a strong focus on personalized legal representation. Our practice spans both investor protection and defense of brokerage firms, reflecting our deep understanding of securities industry challenges. We prioritize client communication and transparency throughout every case.
Services
Investor Claims
Stocks/Mutual Funds
Bonds & Fixed Income
Crypto Currencies
FINRA Arbitration
Industry Disputes
Licensing Matters
Employment Litigation
Expungement
Regulatory Defense
Details
- Year established: 2025
Highlights and features
- We have a combined 90 years of securities law experience
- Our team includes former SEC and Florida regulatory attorneys
- We've recovered tens of millions for investment loss victims
- We handle both investor claims and industry defense matters
- Our attorneys are FINRA arbitration specialists
Services
Investor Claims
We represent individual investors in recovering financial losses caused by broker fraud or negligence. Our attorneys handle claims involving stocks, bonds, mutual funds, and cryptocurrency investments. With decades of experience in securities law, we pursue compensation through FINRA arbitration and court litigation for clients across Florida and nationwide.
FINRA Arbitration
Our firm specializes in resolving securities industry conflicts through FINRA arbitration. We represent both investors and brokerage firms in disputes involving investment losses, licensing issues, and employment matters. Our team's deep understanding of regulatory frameworks helps clients achieve favorable outcomes in complex financial cases.
Crypto Currencies
We handle investment loss claims related to cryptocurrency and digital assets. Our attorneys address fraud, misrepresentation, and regulatory compliance issues in crypto transactions. With evolving blockchain technology, we provide legal guidance for investors and industry professionals navigating this complex financial landscape.
Regulatory Defense
Our practice includes defending securities professionals in regulatory matters before FINRA and state agencies. We handle licensing issues, disciplinary proceedings, and employment disputes for brokers and financial advisors. Our team's regulatory experience helps clients maintain compliance while protecting their professional interests.
Employment Litigation
We represent financial professionals in employment disputes involving non-compete agreements, promissory notes, and termination claims. Our attorneys handle cases related to broker-dealer relationships and compensation disputes. We provide strategic legal counsel to protect our clients' professional and financial interests.
People
Jack Stein
Attorney
Jack Stein brings decades of securities law experience to Stein & Stein. He has arbitrated numerous cases before FINRA and represented clients in complex investment disputes across the country.
Craig D. Stein
Attorney
Craig D. Stein specializes in securities litigation with extensive experience in FINRA arbitration. He has recovered millions for clients through his expertise in investment loss claims and regulatory matters.
Nisha Wright
Attorney
Nisha Wright focuses on investor protection and securities regulation. Her practice includes representing clients in FINRA arbitration and advising financial professionals on compliance and licensing issues.
Questions
What types of investment losses can you help recover?
We handle claims involving stocks, bonds, mutual funds, cryptocurrency, employee stock plans, and alternative investments. Our attorneys specialize in recovering losses from broker fraud, negligence, and unsuitable investments.
Do you represent both investors and brokers?
Yes, we represent individual investors seeking recovery and securities professionals defending against claims. Our balanced perspective strengthens our ability to resolve complex industry disputes.
How does FINRA arbitration work?
FINRA arbitration is a formal dispute resolution process for securities industry conflicts. Our attorneys guide clients through filing claims, presenting evidence, and achieving settlements or awards in this specialized forum.
What areas do you serve?
While based in Palm Beach, Florida, we represent clients nationwide in securities law matters. Our practice handles cases from initial consultation through resolution in various jurisdictions.
How are your attorneys qualified?
Our team has over 90 combined years of securities law experience, including former regulatory roles with the SEC and Florida Office of Financial Regulation. We've recovered tens of millions for clients through arbitration and litigation.
